Filing Details
- Accession Number:
- 0000045012-13-000494
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-10 16:34:08
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2013-12-10
- Accepted Time:
- 2013-12-10 16:34:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507985 | D Joe Rainey | Emirates Tower, 13Th Floor Sheikh Zayed Road, P.o. Box 3111 Dubai C0 00000 | Pres., Eastern Hemisphere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-06 | 14,567 | $35.57 | 218,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-06 | 14,567 | $50.64 | 204,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-06 | 2,782 | $50.56 | 201,434 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2013-12-06 | 14,567 | $0.00 | 29,133 | $35.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,566 | 2011-12-06 | 2021-12-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $50.62 | 2013-12-04 | 2023-12-04 | 45,500 | 45,500 | Direct |
| Common Stock | Option to Buy Common Stock | $33.50 | 2012-12-05 | 2022-12-05 | 37,933 | 37,933 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-04 | 45,500 | 45,500 | Direct |
| 2022-12-05 | 37,933 | 37,933 | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.37 to $51.01, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- The amount of securities beneficially owned has been adjusted by 43 shares due to a miscalculation of shares withheld to pay taxes.
- Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.
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