Filing Details

Accession Number:
0001127602-13-034065
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-09 16:06:37
Reporting Period:
2013-12-05
Filing Date:
2013-12-09
Accepted Time:
2013-12-09 16:06:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172460 Jr E Vernon Jordan Lazard Freres And Co. Llc
30 Rockefeller Plaza, 62Nd Floor
New York NY 10020
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-05 8,760 $84.48 38,183 No 4 S Direct
Common Stock Disposition 2013-12-05 38,183 $84.39 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Share Equivalent Units $0.00 80,769 80,769 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
80,769 80,769 Direct
Footnotes
  1. The Share Equivalent Units convert into common stock on a one-for-one basis.
  2. The Share Equivalent Units are convertible immediately and have no expiration date.