Filing Details

Accession Number:
0001209191-13-055773
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 18:13:37
Reporting Period:
2013-12-05
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 18:13:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205951 G Nicholas Sturiale C/O Sevin Rosen Funds
13455 Noel Road, Suite 1670
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-05 6,250 $0.99 10,815 No 4 M Direct
Common Stock Disposition 2013-12-05 6,250 $69.26 4,565 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-12-05 6,250 $0.00 6,250 $0.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,250 2020-06-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 143 Indirect See Footnote
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2013.
  2. The shares are held directly by SRB Associates VIII L.P. ("SRBA VIII"). The reporting person is a general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in these shares.
  3. The option is fully vested and immediately exercisable.