Filing Details

Accession Number:
0001127602-13-033916
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 17:05:58
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 17:05:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182969 P Kevin Mccarthy 1 Fountain Square
Chattanooga TN 37402
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 1,000 $23.74 177,993 No 4 M Direct
Common Stock Acquisiton 2013-12-04 1,060 $20.78 179,053 No 4 M Direct
Common Stock Acquisiton 2013-12-04 1,060 $26.29 180,113 No 4 M Direct
Common Stock Acquisiton 2013-12-04 760 $23.35 180,873 No 4 M Direct
Common Stock Disposition 2013-12-04 3,880 $34.00 176,993 No 4 S Direct
Common Stock Acquisiton 2013-12-05 1,518 $23.35 178,511 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-04 1,000 $0.00 1,000 $23.74
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-04 1,060 $0.00 1,060 $20.78
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-04 1,060 $0.00 1,060 $26.29
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-04 760 $0.00 760 $23.35
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-05 1,518 $0.00 1,518 $23.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,066 2016-02-21 No 4 M Direct
23,522 2018-02-25 No 4 M Direct
15,619 2019-02-22 No 4 M Direct
22,454 2020-02-21 No 4 M Direct
20,936 2020-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,856 Indirect By N-Q 401(k) Plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
  2. Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 93,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  3. Includes 84,727 stock-settled RSUs, and 94,326 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  4. Includes 84,727 stock-settled RSUs, and 95,386 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  5. Includes 84,727 stock-settled RSUs, and 96,146 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  6. Includes 84,727 stock-settled RSUs, and 92,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  7. Includes 84,727 stock-settled RSUs, and 93,784 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  8. The options vest in three equal annual installments beginning on February 21, 2009.
  9. The options vest in three equal annual installments beginning on February 25, 2011.
  10. The options vest in three equal annual installments beginning on February 22, 2012.
  11. The options vest in three equal annual installments beginning on February 21, 2013.