Filing Details
- Accession Number:
- 0001181431-13-061758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 16:17:29
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 16:17:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192377 | A Daniel Gaudreau | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Svp, Operations And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-04 | 1,178 | $4.80 | 240,797 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-04 | 1,178 | $7.80 | 239,619 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 50,905 | $4.80 | 290,524 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-05 | 50,905 | $7.80 | 239,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2013-12-04 | 1,178 | $0.00 | 1,178 | $4.80 |
| Common Stock | Option (right to buy) | Disposition | 2013-12-05 | 50,905 | $0.00 | 50,905 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 499,759 | 2011-01-26 | 2020-01-26 | No | 4 | M | Direct |
| 448,854 | 2011-01-26 | 2020-01-26 | No | 4 | M | Direct |
Footnotes
- Includes 235,000 of the Issuer's common stock underlying RSU's awarded.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 26, 2010 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 26, 2010 and for the balance in a series of equal monthly installments over the following 36 months.
Billionaire Hedge Funds
