Filing Details

Accession Number:
0001144204-13-066095
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 16:08:05
Reporting Period:
2013-12-05
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 16:08:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230355 Baxano Surgical Inc. BAXS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480801 Michael Kenneth Reali C/O Baxano Surgical, Inc.
110 Horizon Drive, Suite 230
Raleigh NC 27615
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-05 10,500 $1.11 24,078 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12, inclusive. The reporting person undertakes to provide to Baxano Surgical, Inc., any security holder of Baxano Surgical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.