Filing Details

Accession Number:
0000091142-13-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 15:42:33
Reporting Period:
2013-12-06
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 15:42:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532645 K Patricia Ackerman A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Vp, Investor Relations & Treas No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-06 3,300 $13.97 4,148 No 4 M Direct
Common Stock Disposition 2013-12-06 3,300 $53.09 848 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-12-06 3,300 $0.00 3,300 $13.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,400 2011-02-08 2020-02-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 6,452 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 6,452 Direct
Footnotes
  1. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 424 additional shares of Common Stock.
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,350 additional Employee Stock Options.
  3. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 3,210 additional Restricted Stock Units. The Restricted Stock Units that Patricia K. Ackerman has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 32 Restricted Stock Units.