Filing Details

Accession Number:
0001209191-13-055666
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 14:37:02
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 14:37:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389072 Heartware International Inc. HTWR Surgical & Medical Instruments & Apparatus (3841) 980498958
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404477 Bain Robert Thomas C/O Heartware International, Inc.
205 Newbury St., Suite 101
Framingham MA 01701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-04 2,500 $95.54 4,800 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,510 Direct
Common Stock 6,942 Indirect See footnote
Common Stock 5,000 Indirect See footnote
Footnotes
  1. Robert Thomas as Trustee of the RB Thomas Superannuation Fund.
  2. Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas.
  3. Robert Thomas as Trustee of the Thomas Family Account.