Filing Details

Accession Number:
0001127602-13-033875
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 12:26:41
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 12:26:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
354190 Gallagher Arthur J & Co AJG Insurance Agents, Brokers & Service (6411) 362151613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222374 K Douglas Howell Arthur J. Gallagher &Amp; Co.
Two Pierce Place
Itasca IL 60143
Vp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 988 $45.60 19,713 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Notional Stock Units Acquisiton 2013-12-05 147 $0.00 147 $0.00
Common Stock Notional Stock Units Acquisiton 2013-12-05 26 $0.00 26 $0.00
Common Stock Notional Stock Units Acquisiton 2013-12-05 427 $0.00 427 $0.00
Common Stock Notional Stock Units Acquisiton 2013-12-05 354 $0.00 354 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,316 No 4 J Direct
3,383 No 4 J Direct
56,156 No 4 J Direct
11,535 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 95,000 Indirect Age 62 Plan
Common Stock 302 Indirect By Spouse
Common Stock (Restricted) 34,605 Direct
Footnotes
  1. The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $45.59 to $45.60. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The Age 62 Plan is a nonqualified deferred compensation plan of the Company. Under the plan, awards that are deemed invested in Company common stock must be settled in shares of Company common stock and are disclosed on this report. Participants do not vest in awards until they attain age 62, and do not have investment or voting control with respect to the investment vehicles in which their awards are deemed invested.
  3. The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
  4. Each notional stock unit represents a right to receive one share of Gallagher common stock.
  5. The notional stock units become payable on July 1, 2014.
  6. The reporting person elected to reallocate amounts previously deferred pursuant to Gallagher's Supplemental Savings and Thrift Plan into the investment option representing Gallagher stock under the plan. As a result, the reporting person is reporting the acquisition of notional stock units.
  7. The notional stock units become payable on July 1, 2015.
  8. The notional stock units become payable following the reporting person's separation from service with Gallagher.
  9. The notional stock units become payable on July 1, 2018.