Filing Details

Accession Number:
0001437749-13-015709
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 11:37:36
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 11:37:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921183 Hmn Financial Inc HMNF Savings Institution, Federally Chartered (6035) 411777397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374778 C Hugh Smith 1016 Civic Center Drive Nw
Rochester MN 55901
Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 1,000 $9.39 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to buy $4.77 2010-05-06 2019-05-05 3,000 3,000 Direct
Common Stock Option to buy $4.77 2011-05-06 2019-05-05 3,000 6,000 Direct
Common Stock Option to buy $4.77 2012-05-06 2019-05-05 3,000 9,000 Direct
Common Stock Option to buy $4.77 2013-05-06 2019-05-05 3,000 12,000 Direct
Common Stock Option to buy $4.77 2014-05-06 2019-05-05 3,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-05-05 3,000 3,000 Direct
2019-05-05 3,000 6,000 Direct
2019-05-05 3,000 9,000 Direct
2019-05-05 3,000 12,000 Direct
2019-05-05 3,000 15,000 Direct