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Filing Details

Accession Number:
0001225208-13-024853
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-05 17:00:25
Reporting Period:
2013-12-03
Filing Date:
2013-12-05
Accepted Time:
2013-12-05 17:00:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Management Consulting Services (8742) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1339801 E David Sweet 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-03 225,846 $3.90 2,443,889 No 4 P Indirect By Ltd Partnership (SHV)
Common Stock Acquisiton 2013-12-03 3,587 $3.90 27,986 No 4 P Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ltd Partnership (SHV)
No 4 P Indirect By Trust (Trustees)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,853 Indirect By Ltd Partnership (SHAI)
Common Stock 14,847 Indirect By Ltd Partnership (SHQP)
Common Stock 9,158 Indirect By Profit Sharing Plan Trust
Footnotes
  1. Shares purchased pursuant to a Common Stock Purchase Agreement dated November 26, 2013.
  2. Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  4. Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  6. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.