Filing Details
- Accession Number:
- 0000082166-13-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 09:34:27
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 09:34:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 82166 | Raven Industries Inc | RAVN | Unsupported Plastics Film & Sheet (3081) | 460246171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1502617 | E Lon Stroschein | Po Box 5107 Sioux Falls SD 57117 | Div Vp And Gm Aerostar | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-04 | 5,000 | $22.20 | 8,870 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-04 | 5,000 | $39.21 | 3,870 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-12-04 | 5,000 | $0.00 | 5,000 | $22.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2011-11-30 | 2015-11-30 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $15.03 | 2010-12-04 | 2014-12-04 | 2,628 | 800 | Direct |
| Common Stock | Stock Option | $30.00 | 2012-12-06 | 2016-12-06 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option | $31.66 | 2013-04-02 | 2017-04-02 | 12,000 | 12,000 | Direct |
| Common Stock | Stock Option | $32.85 | 2014-03-25 | 2018-03-25 | 13,900 | 13,900 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-04 | 2,628 | 800 | Direct |
| 2016-12-06 | 20,000 | 20,000 | Direct |
| 2017-04-02 | 12,000 | 12,000 | Direct |
| 2018-03-25 | 13,900 | 13,900 | Direct |
Footnotes
- Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 2.
Billionaire Hedge Funds
