Filing Details
- Accession Number:
- 0001181431-13-061465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 20:19:21
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 20:19:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1048620 | Granite City Food & Brewery Ltd. | GCFB | Retail-Eating Places (5812) | 411883639 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520169 | H Michael Staenberg | 2127 Innerbelt Business Center Dr., #200 St. Louis MO 63114 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Redeemable Preferred Stock, Par Value $0.01 | Acquisiton | 2013-12-04 | 2,000 | $1,000.00 | 2,000 | No | 4 | P | Indirect | By MHS Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By MHS Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2013-12-04 | 350,000 | $0.00 | 350,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,000 | 2018-10-31 | No | 4 | P | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.02 | 2014-05-10 | 2023-05-10 | 4,950 | 4,950 | Direct |
| Common Stock | Stock Option (right to buy) | $2.21 | 2013-05-10 | 2022-05-10 | 4,525 | 4,525 | Direct |
| Common Stock | Stock Option (right to buy) | $3.55 | 2012-06-14 | 2021-06-14 | 3,000 | 3,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-10 | 4,950 | 4,950 | Direct |
| 2022-05-10 | 4,525 | 4,525 | Direct |
| 2021-06-14 | 3,000 | 3,000 | Direct |
Footnotes
- This Redeemable Preferred Stock is not convertible into Common Stock.
- This warrant is exercisable to the extent of 50% of the shares of common stock on the date of issuance and then three equal annual installments of 16.67% each commencing on December 4, 2014.
Billionaire Hedge Funds
