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Home > Insider Trading > Filing (0001437749-13-015656)

Filing Details

Accession Number:: 0001437749-13-015656
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-04 17:59:36
Reporting Period:: 2013-12-02

Filing Date:: 2013-12-04
Accepted Time:: 2013-12-04 17:59:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389545	Novabay Pharmaceuticals Inc.	NBY	Pharmaceutical Preparations (2834)	680454536

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1593301	Pioneer Pharma (Hong Kong) Co Ltd	Flat 2605, 26/F Trendy Centre 682 Castle Peak Road Lai Chi Kok, Kowloon, Hk		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-02	5,000,000	$1.14	7,005,656	No	4	P	Indirect	By Pioneer Pharma (Singapore) Pte. Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Pioneer Pharma (Singapore) Pte. Ltd.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Purchase Warrant (Right to Buy)	Disposition	2013-12-02	800,000	$0.00	800,000	$1.50
Common Stock	Common Stock Purchase Warrant (Right to Buy)	Disposition	2013-12-02	1,200,000	$0.00	1,200,000	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-09-13	2013-11-29	No	4	H	Indirect
0	2012-11-01	2013-11-29	No	4	H	Indirect

Footnotes

The shares and warrants are held by Pioneer Pharma (Singapore) Pte. Ltd., which is a wholly owned subsidiary of the Reporting Person.