Filing Details
- Accession Number:
- 0001209191-13-055334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 17:53:03
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 17:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403475 | Bank Of Marin Bancorp | BMRC | State Commercial Banks (6022) | 208859754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403538 | Peter Pelham | 504 Redwood Boulevard, Suite 100 Novato CA 94947 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-03 | 1,000 | $44.71 | 4,166 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-10 | 29 | $0.00 | 6,653 | No | 5 | J | Indirect | By ESOP |
| Common Stock | Acquisiton | 2013-08-09 | 28 | $0.00 | 6,681 | No | 5 | J | Indirect | By ESOP |
| Common Stock | Acquisiton | 2013-11-08 | 28 | $0.00 | 6,709 | No | 5 | J | Indirect | By ESOP |
| Common Stock | Acquisiton | 2013-05-10 | 7 | $0.00 | 1,527 | No | 5 | J | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2013-08-09 | 7 | $0.00 | 1,533 | No | 5 | J | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2013-11-08 | 7 | $0.00 | 1,540 | No | 5 | J | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 5 | J | Indirect | By ESOP |
| No | 5 | J | Indirect | By ESOP |
| No | 5 | J | Indirect | By ESOP |
| No | 5 | J | Indirect | By 401(k) Plan |
| No | 5 | J | Indirect | By 401(k) Plan |
| No | 5 | J | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 129 | Indirect | As custodian for grandson under CAUTMA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $39.35 | 2023-04-01 | 1,600 | 1,600 | Direct | |
| Common Stock | Stock Options (Right to buy) | $38.18 | 2022-04-02 | 2,650 | 2,650 | Direct | |
| Common Stock | Stock Options (Right to buy) | $38.00 | 2021-04-01 | 1,650 | 1,650 | Direct | |
| Common Stock | Stock Options (Right to buy) | $33.10 | 2020-04-01 | 1,750 | 1,750 | Direct | |
| Common Stock | Stock Options (Right to buy) | $22.25 | 2019-04-01 | 4,000 | 4,000 | Direct | |
| Common Stock | Stock Options (Right to buy) | $28.75 | 2018-05-01 | 2,300 | 2,300 | Direct | |
| Common Stock | Stock Options (Right to buy) | $35.18 | 2017-05-01 | 4,000 | 4,000 | Direct | |
| Common Stock | Stock Options (Right to buy) | $34.50 | 2016-05-01 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Options (Right to buy) | $25.38 | 2014-04-01 | 1,654 | 1,654 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-04-01 | 1,600 | 1,600 | Direct |
| 2022-04-02 | 2,650 | 2,650 | Direct |
| 2021-04-01 | 1,650 | 1,650 | Direct |
| 2020-04-01 | 1,750 | 1,750 | Direct |
| 2019-04-01 | 4,000 | 4,000 | Direct |
| 2018-05-01 | 2,300 | 2,300 | Direct |
| 2017-05-01 | 4,000 | 4,000 | Direct |
| 2016-05-01 | 5,000 | 5,000 | Direct |
| 2014-04-01 | 1,654 | 1,654 | Direct |
Footnotes
- Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- Exercisable 20% per year beginning on first anniversary date of grant
- Exercisable 20% per year beginning on date of grant
Billionaire Hedge Funds
