Filing Details

Accession Number:
0001411207-13-000205
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-04 16:14:52
Reporting Period:
2013-12-02
Filing Date:
2013-12-04
Accepted Time:
2013-12-04 16:14:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543509 L. James Wanaselja One Allison Way
Indianapolis IN 46222
Vp, Na Mkt Sales & Service No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-03 23,000 $12.66 47,611 No 4 M Direct
Common Stock Disposition 2013-12-03 23,000 $26.99 24,611 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-12-03 23,000 $0.00 23,000 $12.66
Common Stock Dividend Equivalent Rights Acquisiton 2013-12-02 88 $0.00 88 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,189 2017-09-30 No 4 M Direct
334 No 4 A Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2013.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.9000 to $27.1500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
  3. The option vested in five equal annual installments beginning on August 7, 2008.
  4. The dividend equivalent rights accrued on two previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.