Filing Details

Accession Number:
0001209191-13-054941
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-03 16:36:37
Reporting Period:
2013-11-29
Filing Date:
2013-12-03
Accepted Time:
2013-12-03 16:36:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK Services-Prepackaged Software (7372) 201643718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496286 Anthony Deighton C/O Qlik Technologies Inc.
150 N. Radnor Chester Road
Radnor PA 19087
Cto And Senior Vp Of Products No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-29 38,000 $0.63 42,263 No 4 M Direct
Common Stock Disposition 2013-11-29 40,000 $24.87 2,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-29 38,000 $0.00 38,000 $0.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
162,000 2015-01-16 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.36 to $25.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 30, 2006 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.