Filing Details

Accession Number:
0000720672-13-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-03 11:42:04
Reporting Period:
2013-12-02
Filing Date:
2013-12-03
Accepted Time:
2013-12-03 11:42:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206666 P Thomas Mulroy 200 Garrison Forest Road
Owings Mills MD 21117-4110
Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-02 20,000 $45.29 217,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 171,015 171,015 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
171,015 171,015 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $45.15 to $45.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
  3. No expiration date for these Units.