Filing Details
- Accession Number:
- 0001127602-13-033318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 17:55:51
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 17:55:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398905 | Balan Nair | 38 Hans Crescent London X0 | Evp & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2013-11-27 | 10,000 | $44.09 | 86,792 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2013-11-27 | 10,000 | $84.56 | 76,792 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Acquisiton | 2013-11-27 | 10,000 | $42.37 | 100,842 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Disposition | 2013-11-27 | 10,000 | $80.00 | 90,842 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Stock Option A (right to buy) | Disposition | 2013-11-27 | 10,000 | $0.00 | 10,000 | $44.09 |
| Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2013-11-27 | 10,000 | $0.00 | 10,000 | $42.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,500 | 2014-07-16 | No | 4 | M | Direct | |
| 17,500 | 2014-07-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class C Ordinary Shares | 2,805 | Indirect | By 401(k) Plan |
Footnotes
- The option is immediately exercisable.
Billionaire Hedge Funds
