Filing Details

Accession Number:
0001015780-13-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-02 17:01:22
Reporting Period:
2013-11-27
Filing Date:
2013-12-02
Accepted Time:
2013-12-02 17:01:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580536 A Karl Roessner 1271 Avenue Of The Americas
14Th Floor
New York NY 10020-1302
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-27 14,825 $17.88 221,833 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale of common stock pursuant to a Section 10b5-1 plan entered into on October 28, 2013.