Filing Details

Accession Number:
0001209191-13-054660
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-02 15:51:13
Reporting Period:
2013-11-27
Filing Date:
2013-12-02
Accepted Time:
2013-12-02 15:51:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862831 Financial Institutions Inc FISI National Commercial Banks (6021) 160816610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211180 P Barton Dambra 220 Liberty Street
Warsaw NY 14569
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-27 200 $23.80 15,865 No 4 M Direct
Common Stock Acquisiton 2013-11-27 1,000 $23.33 16,865 No 4 M Direct
Common Stock Disposition 2013-11-27 1,200 $25.73 15,665 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-11-27 200 $0.00 200 $23.80
Common Stock Stock Option (right to buy) Disposition 2013-11-27 1,000 $0.00 1,000 $23.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-04 No 4 M Direct
0 2014-05-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect Owned by Spouse
Footnotes
  1. The option vested in three equal annual installments beginning on February 4, 2005.
  2. The option vested in three equal annual installments beginning on May 5, 2005.