Filing Details

Accession Number:
0001209191-13-054610
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-02 14:42:17
Reporting Period:
2013-09-20
Filing Date:
2013-12-02
Accepted Time:
2013-12-02 14:42:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389545 Novabay Pharmaceuticals Inc. NBY Pharmaceutical Preparations (2834) 680454536
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565534 Xinzhou Li No. 1000, Wangqiao Road,
Pudong Area
Shanghai F4 201201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-20 120,000 $1.87 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The Reporting Person and his spouse are no longer the sole owners of Pioneer Pharma Co. Ltd., which was the sole owner of Pioneer Pharma (Singapore) Pte. Ltd. The securities of the Issuer held by Pioneer Pharma (Singapore) Pte. Ltd. were previously reported as being held indirectly by the Reporting Person.