Filing Details

Accession Number:
0001209191-13-054530
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-29 16:21:49
Reporting Period:
2013-11-26
Filing Date:
2013-11-29
Accepted Time:
2013-11-29 16:21:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Ann Inc. ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140530 Katherine Krill Lawther C/O Ann Inc.
7 Times Square
New York NY 10036
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-26 50,000 $36.41 245,062 No 4 S Direct
Common Stock Acquisiton 2013-11-27 4,282 $30.12 249,344 No 4 M Direct
Common Stock Disposition 2013-11-27 4,282 $36.27 245,062 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-27 4,282 $0.00 4,282 $30.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-03-08 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.26 to $36.65, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to ANN INC., any secutiy holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each sepatate price within the ranges set forth in this footnote to this Form 4.
  2. 1/4 of the option vested on each March 8, 2005, 2006, 2007 and 2008.