Filing Details

Accession Number:
0001104659-13-087571
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 20:14:39
Reporting Period:
2012-12-21
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 20:14:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
82628 Symmetricom Inc SYMM Telephone & Telegraph Apparatus (3661) 951906306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209688 A Elizabeth Fetter 2300 Orchard Parkway
San Jose CA 95131
Former Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-21 1,325 $5.75 33,500 No 4 S Direct
Common Stock Disposition 2013-11-26 32,250 $7.18 1,250 No 4 U Direct
Common Stock Disposition 2013-11-26 1,250 $7.18 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 U Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-26 900,000 $0.00 900,000 $5.08
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-26 15,000 $0.00 15,000 $5.42
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-26 14,000 $0.00 14,000 $5.65
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-26 14,000 $0.00 14,000 $5.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 D Direct
0 No 4 D Direct
0 No 4 D Direct
0 No 4 D Direct
Footnotes
  1. Represents shares of Common Stock cancelled in exchange for the consideration set forth in that certain Agreement and Plan of Merger, dated as of October 21, 2013, by and among the Company, Microsemi Corporation, a Delaware corporation, and PETT Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent (the "Merger Agreement") in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(e).
  2. Includes 1,250 shares of Common Stock acquired in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c) and therefore not previously reported.
  3. Represents options to purchase shares of Common Stock cancelled in exchange for the consideration set forth in the Merger Agreement.