Filing Details

Accession Number:
0001181431-13-060865
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 16:13:16
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 16:13:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429096 Lars Wedenborn One Liberty Plaza
New York NY 10006
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-11-26 10,000 $39.34 14,829 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-11-26 10,000 $39.34 30,000 No 4 P Indirect By Pension Insurance
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Indirect By Pension Insurance
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 10,000 Indirect By Pension Insurance
Footnotes
  1. Represents shares or units of restricted stock granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 11,116 are vested.
  2. Represents shares of common stock acquired through purchases.
  3. The shares are held by a pension insurance fund in the name of Foundation Asset Management, which is Mr. Wedenborn's employer.
  4. The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.