Filing Details
- Accession Number:
- 0001179022-13-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 14:18:59
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 14:18:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926282 | Adtran Inc | ADTN | Telephone & Telegraph Apparatus (3661) | 630918200 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1371377 | Jr Denson James Wilson | 901 Explorer Blvd. Huntsville AL 35806-2807 | Sr. Vp & Gm, Carrier Networks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-25 | 4,438 | $22.53 | 5,464 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-25 | 4,344 | $23.02 | 9,808 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-25 | 5,251 | $15.29 | 15,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 14,033 | $24.56 | 1,026 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive stock option (right to buy) | Disposition | 2013-11-25 | 4,438 | $0.00 | 4,438 | $22.53 |
| Common Stock | Incentive stock option (right to buy) | Disposition | 2013-11-25 | 4,344 | $0.00 | 4,344 | $23.02 |
| Common Stock | Incentive stock option (right to buy) | Disposition | 2013-11-25 | 5,251 | $0.00 | 5,251 | $15.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-11-03 | 2016-11-03 | No | 4 | M | Direct |
| 0 | 2008-11-05 | 2017-11-05 | No | 4 | M | Direct |
| 0 | 2009-11-06 | 2018-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,899 | Indirect | by 401(k) plan |
Footnotes
- The shares were sold in multiple transactions at prices ranging from $24.46 to $24.83. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The reporting person has acquired shares of ADTN common stock under the ADTRAN, Inc. 401(k) plan. The information in this report is based on a plan statement as of Nov. 15, 2012.
Billionaire Hedge Funds
