Filing Details
- Accession Number:
- 0001181431-13-060826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 14:04:10
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 14:04:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581623 | Leroy James Nielsen | 11811 N.tatum Blvd Suite 2400 Phoenix AZ 85028 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-26 | 45,833 | $1.09 | 46,833 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-26 | 57,144 | $3.33 | 103,977 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-11-26 | 102,977 | $35.80 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2013-11-26 | 45,833 | $0.00 | 45,833 | $1.09 |
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2013-11-26 | 57,144 | $0.00 | 57,144 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 160,417 | 2018-05-02 | No | 4 | M | Direct | |
| 286,606 | 2018-05-02 | No | 4 | M | Direct |
Footnotes
- This amount represents the $37 secondary public offering price per share less the underwriting discount of $1.2025 per share.
- The reporting person is exercising all such options that are presently exercisable. Of such remaining options, 68,751 options become exercisable in equal installments at the end of each calendar quarter through through June 30, 2014 and 91,666 options become exercisable at the end of fiscal 2013 or fiscal 2014, provided certain corporate performance targets are met.
- All such options are presently exercisable.
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