Filing Details

Accession Number:
0001140361-13-044339
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 08:59:20
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 08:59:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043219 Annaly Capital Management Inc NLY Real Estate Investment Trusts (6798) 223479661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319279 Rose-Marie Lyght C/O: Annaly Capital Management, Inc.
1211 Avenue Of The Americas, Suite 2902
New York NY 10036
Co-Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-26 20,406 $10.10 163,011 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500 Indirect By spouse
Class A Preferred Stock 1,228 Direct
Class A Preferred Stock 500 Indirect By Rose-Marie Lyght Irrevocable Trust I
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to purchase Common Stock $17.39 2005-04-19 2014-04-19 20,000 20,000 Direct
Common Stock Option to purchase Common Stock $17.07 2006-07-07 2015-07-07 30,000 30,000 Direct
Common Stock Option to purchase Common Stock $15.70 2008-05-17 2017-05-17 40,000 40,000 Direct
Common Stock Option to purchase Common Stock $16.46 2009-05-08 2018-05-08 53,000 53,000 Direct
Common Stock Option to purchase Common Stock $15.61 2009-09-19 2018-09-19 53,000 53,000 Direct
Common Stock Option to purchase Common Stock $13.25 2010-04-22 2019-04-22 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-04-19 20,000 20,000 Direct
2015-07-07 30,000 30,000 Direct
2017-05-17 40,000 40,000 Direct
2018-05-08 53,000 53,000 Direct
2018-09-19 53,000 53,000 Direct
2019-04-22 75,000 75,000 Direct
Footnotes
  1. Options previously granted.