Filing Details
- Accession Number:
- 0001181431-13-060767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 20:49:09
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 20:49:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310114 | Servicesource International Inc. | SREV | Services-Business Services, Nec (7389) | 810578975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1337433 | John Robert Sturgeon | C/O Servicesource International, Inc. 634 Second Street San Francisco CA 94107 | Coo & Evp Of Managed Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-25 | 49,398 | $4.26 | 159,483 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-25 | 50,000 | $4.65 | 209,483 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 99,398 | $9.49 | 110,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 74,915 | $4.65 | 185,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-26 | 74,915 | $9.53 | 110,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-25 | 49,398 | $0.00 | 49,398 | $4.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-25 | 50,000 | $0.00 | 50,000 | $4.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 74,915 | $0.00 | 74,915 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-07 | No | 4 | M | Direct | |
| 114,062 | 2020-02-09 | No | 4 | M | Direct | |
| 39,147 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to $9.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.43 to $9.655, inclusive.
- The option is fully vested and immediately exercisable.
- One-fourth of the shares subject to the option vested on January 27, 2011 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
