Filing Details
- Accession Number:
- 0001104659-13-087310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 19:43:08
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 19:43:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293263 | Sterling Mcdonald | 2500 City West Blvd., Suite 1300 Houston TX 77042 | Vp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 113,195 | $1.80 | 524,934 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 16,783 | $12.14 | 508,151 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 100,000 | $1.41 | 608,151 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 11,614 | $12.14 | 596,537 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 50,000 | $1.41 | 646,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 5,807 | $12.14 | 640,730 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 125,555 | $1.41 | 766,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 14,583 | $12.14 | 751,702 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 84,375 | $2.19 | 836,077 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 15,221 | $12.14 | 820,856 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 43,840 | $4.02 | 864,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 14,517 | $12.14 | 850,179 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-22 | 438,439 | $12.20 | 411,740 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 113,195 | $0.00 | 113,195 | $1.80 |
| Common Stock | WARRANT (RIGHT TO BUY) | Disposition | 2013-11-22 | 100,000 | $0.00 | 100,000 | $1.41 |
| Common Stock | REVOCABLE WARRANT (RIGHT TO BUY) | Disposition | 2013-11-22 | 50,000 | $0.00 | 50,000 | $1.41 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 125,555 | $0.00 | 125,555 | $1.41 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 84,375 | $0.00 | 84,375 | $2.19 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 43,840 | $0.00 | 43,840 | $4.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 236,805 | 2005-04-04 | 2015-04-04 | No | 4 | M | Direct |
| 0 | 2006-02-15 | 2016-02-15 | No | 4 | M | Direct |
| 0 | 2010-02-15 | 2016-02-15 | No | 4 | M | Direct |
| 24,445 | 2006-02-15 | 2016-02-15 | No | 4 | M | Direct |
| 65,625 | 2007-09-07 | 2017-09-07 | No | 4 | M | Direct |
| 23,300 | 2008-08-14 | 2015-08-14 | No | 4 | M | Direct |
Footnotes
- Includes sales to satisfy payment of tax obligations.
- Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.
Billionaire Hedge Funds
