Filing Details

Accession Number:
0001127602-13-033007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-26 17:55:06
Reporting Period:
2013-11-22
Filing Date:
2013-11-26
Accepted Time:
2013-11-26 17:55:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468516 Aol Inc. AOL Services-Computer Processing & Data Preparation (7374) 204268793
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242924 Curtis Brown 770 Broadway
New York NY 10003
Evp & Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2013-11-22 4,543 $16.26 38,333 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-11-22 4,543 $45.59 33,790 No 4 S Direct
Common Stock, Par Value $0.01 Acquisiton 2013-11-22 2,262 $16.26 36,052 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-11-22 2,262 $45.60 33,790 No 4 S Direct
Common Stock, Par Value $0.01 Acquisiton 2013-11-22 11,179 $21.89 44,969 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-11-22 11,179 $45.54 33,790 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Stock Option (Right to Buy) Disposition 2013-11-22 11,179 $0.00 11,179 $21.89
Common Stock, Par Value $0.01 Stock Option (Right to Buy) Disposition 2013-11-22 4,543 $0.00 4,543 $16.26
Common Stock, Par Value $0.01 Stock Option (Right to Buy) Disposition 2013-11-22 2,262 $0.00 2,262 $16.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,184 2020-12-14 No 4 M Direct
3,241 2022-02-14 No 4 M Direct
1,629 2022-02-14 No 4 M Direct
Footnotes
  1. Reflects the weighted average price of the shares of AOL Inc. common stock ("shares") sold in the reported transaction. These shares were sold in multiple transactions at prices ranging from $45.59 to $45.60, inclusive. The reporting person undertakes to provide to AOL Inc., any security holder of AOL Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Reflects the weighted average price of the shares sold in the reported transaction. These shares were sold in multiple transactions at prices ranging from $45.45 to $45.64, inclusive. The reporting person undertakes to provide to AOL Inc., any security holder of AOL Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. One quarter of the shares subject to the stock option vested on December 15, 2011 and subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
  4. One third of the shares subject to the stock option vested on February 15, 2013 and subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 24 month period thereafter.