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Home > Insider Trading > Filing (0000720672-13-000114)

Filing Details

Accession Number:: 0000720672-13-000114
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-26 16:55:30
Reporting Period:: 2013-11-25

Filing Date:: 2013-11-26
Accepted Time:: 2013-11-26 16:55:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1203692	D David Sliney	49 Log Cabin Drive St. Louis MO 63124	Dir Strategic Planning & Tech	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-25	7,500	$45.85	85,058	No	4	S	Direct
Common Stock	Disposition	2013-11-25	7,500	$45.85	77,558	No	4	S	Direct
Common Stock	Disposition	2013-11-26	150	$0.00	77,408	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			81,172	81,172	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	81,172	81,172	Direct

Footnotes

Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
No expiration date for these Units.