Filing Details

Accession Number:
0001235802-13-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-26 16:41:14
Reporting Period:
2013-11-22
Filing Date:
2013-11-26
Accepted Time:
2013-11-26 16:41:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
67279 Mocon Inc MOCO Measuring & Controlling Devices, Nec (3829) 410903312
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456530 E Robert Forsberg C/O Baseline-Mocon Inc
19661 Highway 36
Lyons CO 80540
President Baseline-Mocon, Inc. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-22 7,500 $12.07 7,700 No 4 M Direct
Common Stock Disposition 2013-11-22 5,650 $13.52 2,050 No 4 S Direct
Common Stock Disposition 2013-11-22 1,650 $13.65 400 No 4 S Direct
Common Stock Disposition 2013-11-22 200 $13.61 200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-22 7,500 $0.00 7,500 $12.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-21 No 4 M Direct
Footnotes
  1. 25% exercisable on each of March 22, June 22, September 22 and December 22, 2007.