Filing Details

Accession Number:
0001144204-13-064312
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-26 15:48:22
Reporting Period:
2013-11-22
Filing Date:
2013-11-26
Accepted Time:
2013-11-26 15:48:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
753048 Axion International Holdings Inc. AXIH Plastics Foam Products (3086) 840846389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502065 Perry Jacobson C/o Axion International Holdings, Inc.
180 South Street, Suite 104
New Providence NJ 07974
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-22 2,760 $0.59 239,987 No 4 P Direct
Common Stock Acquisiton 2013-11-22 5,000 $0.59 244,987 No 4 P Direct
Common Stock Acquisiton 2013-11-22 3,400 $0.59 248,387 No 4 P Direct
Common Stock Acquisiton 2013-11-22 1,600 $0.58 249,987 No 4 P Direct
Common Stock Acquisiton 2013-11-22 4,000 $0.59 253,987 No 4 P Direct
Common Stock Acquisiton 2013-11-22 1,000 $0.57 254,987 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2013-11-22 180,000 $0.00 180,000 $0.60
Common Stock Stock Option (right to buy) Acquisiton 2013-11-22 150,000 $0.00 150,000 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
180,000 2018-11-22 No 4 A Direct
150,000 2013-11-22 2018-11-22 No 4 A Direct
Footnotes
  1. Granted to the Reporting Person in connection with his service on the Board of Directors of the Issuer. The option becomes exercisable in three equal installments on November 22, 2014, 2015 and 2016.