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Home > Insider Trading > Filing (0000720672-13-000109)

Filing Details

Accession Number:: 0000720672-13-000109
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-25 16:34:58
Reporting Period:: 2013-11-21

Filing Date:: 2013-11-25
Accepted Time:: 2013-11-25 16:34:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181348	P John Dubinsky	625 S. Skinker Blvd, Apt. 1503 St Louis MO 63105		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-21	4,000	$45.15	30,193	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00	2004-04-01		21,007	21,007	Direct
Common Stock	Stock Option (Option to Buy)	$17.00		2016-01-03	450	450	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	21,007	21,007	Direct
2016-01-03	450	450	Direct

Footnotes

Units vest quarterly over a one year period.
No expiration date for these Units.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.