Filing Details
- Accession Number:
- 0001179110-13-016999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 14:54:42
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 14:54:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 812701 | Calgon Carbon Corporation | CCC | Industrial Inorganic Chemicals (2810) | 250530110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472301 | D. Richard Rose | 400 Calgon Carbon Drive Pittsburgh PA 15205 | Svp, General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 5,456 | $13.89 | 23,247 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 3,000 | $14.94 | 26,247 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 8,456 | $20.45 | 17,791 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 1,820 | $16.10 | 19,611 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2013-11-22 | 5,456 | $0.00 | 5,456 | $13.89 |
| Common Stock | Employee Stock Option (Right-to-buy) | Disposition | 2013-11-22 | 3,000 | $0.00 | 3,000 | $14.94 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2013-11-22 | 1,820 | $0.00 | 1,820 | $16.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 4,966 | 2019-03-02 | No | 4 | M | Direct | |
| 0 | 2019-09-14 | No | 4 | M | Direct |
Footnotes
- This option vested in two equal installments on March 1, 2012 and March 1, 2013.
- This option will vest in two equal installments, the first vesting occurred on March 1, 2013 and the second vesting will occur on March 1, 2014.
- This option vested in two equal installments on September 14, 2010 and September 14, 2011.
Billionaire Hedge Funds
