Filing Details

Accession Number:
0001156375-13-000147
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 17:01:52
Reporting Period:
2013-11-21
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 17:01:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156375 Cme Group Inc. CME Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364459170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212809 A Terrence Duffy 20 S. Wacker Drive
Chicago IL 60606
Executive Chairman & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Class A Acquisiton 2013-11-21 5,340 $54.37 104,393 No 4 M Direct
Common Stock Class A Disposition 2013-11-21 5,340 $83.18 99,053 No 4 S Direct
Common Stock Class A Acquisiton 2013-11-21 9,240 $54.30 108,293 No 4 M Direct
Common Stock Class A Disposition 2013-11-21 9,240 $83.18 99,053 No 4 S Direct
Common Stock Class A Acquisiton 2013-11-21 7,945 $56.87 106,998 No 4 M Direct
Common Stock Class A Disposition 2013-11-21 7,945 $83.18 99,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2013-11-21 9,240 $0.00 9,240 $54.30
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2013-11-21 5,340 $0.00 5,340 $54.37
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2013-11-21 7,945 $0.00 7,945 $56.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,240 2013-09-15 2020-09-15 No 4 M Direct
10,680 2013-09-15 2021-09-15 No 4 M Direct
0 2013-09-15 2019-09-15 No 4 M Direct
Footnotes
  1. On November 21, 2013, Mr. Duffy sold a total of 22,525 shares of CME Group Class A common stock at an average price of $83.18 per share, including the exercise of options. The price ranges were $83.15 through $83.28. The Company maintains a record of the transactions and copies will be provided upon request.
  2. These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
  3. These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances
  4. As of September 15, 2013, this option vested with respect to 100% of the option.