Filing Details

Accession Number:
0001225208-13-024123
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 16:45:20
Reporting Period:
2013-11-21
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 16:45:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276501 R Joseph Martinetto 211 Main Street
San Francisco CA 94105
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-21 104,457 $23.33 186,546 No 4 M Direct
Common Stock Disposition 2013-11-21 104,457 $24.91 82,089 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-11-21 104,457 $0.00 104,457 $23.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-11-01 2014-11-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 596 Indirect by ESOP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $24.90 to $24.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.