Filing Details

Accession Number:
0000049071-13-000163
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 08:46:25
Reporting Period:
2013-11-20
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 08:46:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220067 T Marissa Peterson 713 Hillcrest Terrace
Fremont CA 94539
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2013-11-20 200 $100.20 1,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Stock Unit $0.00 17,687 17,687 Direct
Humana Common Stock Unit $0.00 169 169 Direct
Humana Common Restricted Stock Units $0.00 2,026 2,026 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
17,687 17,687 Direct
169 169 Direct
2,026 2,026 Direct
Footnotes
  1. Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
  2. Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
  3. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2013.