Filing Details
- Accession Number:
- 0001181431-13-060215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 20:04:21
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 20:04:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534350 | J. Michael Lachance | 2051 Palomar Airport Road Suite 100 Carlsbad CA 92011 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock (Par Value $0.0001) | Acquisiton | 2013-11-20 | 704 | $0.00 | 34,895 | No | 4 | M | Direct | |
| Class A Common Stock (Par Value $0.0001) | Disposition | 2013-11-20 | 704 | $8.09 | 34,191 | No | 4 | F | Direct | |
| Class A Common Stock (Par Value $0.0001) | Disposition | 2013-11-20 | 4,060 | $8.08 | 30,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock (Par Value $0.0001) | Restricted Stock Units | Disposition | 2013-11-20 | 704 | $0.00 | 704 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,250 | 2015-05-20 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
- Includes 3,125 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2013.
- Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 30,000 RSUs subject to the award shall vest on May 20, 2012, and one sixteenth (1/16th) of the 30,000 RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20, thereafter, such that the award shall be fully vested on May 20, 2015.
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