Filing Details

Accession Number:
0001179110-13-016863
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 17:42:55
Reporting Period:
2013-08-05
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 17:42:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585583 Levy Acquisition Corp LEVY Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586916 B. Ari Levy 444 North Michigan Avenue
Suite 3500
Chicago IL 60611
Pres. & Chief Inv. Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-05 4,312,500 $0.01 4,312,500 No 4 A Indirect See footnote.
Common Stock Disposition 2013-10-17 69,000 $0.01 4,243,500 No 4 S Indirect See footnote.
Common Stock Acquisiton 2013-11-19 553,500 $0.00 3,690,000 No 4 J Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect See footnote.
No 4 S Indirect See footnote.
No 4 J Indirect See footnote.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Private Placement Warrants Acquisiton 2013-11-19 4,750,000 $1.00 4,750,000 $11.50
Common Stock Private Placement Warrants Disposition 2013-11-19 60,000 $0.00 60,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,750,000 No 4 A Indirect
4,690,000 No 4 G Indirect
Footnotes
  1. Forfeiture to the Issuer for no consideration because the underwriter for the Issuer's initial public offering did not exercise the over-allotment option.
  2. Includes 922,500 shares which may be forfeited on the 5th anniversary of the Issuer's initial business combination, unless following the initial business combination the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like).
  3. The securities are held directly by Levy Acquisition Sponsor, LLC. The Reporting Person is a manager of Levy Family Partners, LLC, which is the managing member of Levy Acquisition Sponsor, LLC. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
  4. The warrants will become exercisable beginning on the later of one year after issuance or 30 days after the completion of the Issuer's initial business combination.
  5. The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.