Filing Details

Accession Number:
0001179110-13-016858
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 17:41:23
Reporting Period:
2013-10-17
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 17:41:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585583 Levy Acquisition Corp LEVY Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587085 Steven Marc Simon 444 North Michigan Avenue
Suite 3500
Chicago IL 60611
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-17 17,250 $0.01 17,250 No 4 P Direct
Common Stock Disposition 2013-11-19 2,250 $0.00 15,000 No 4 J Direct
Common Stock Acquisiton 2013-11-19 10,000 $0.00 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Private Placement Warrants Acquisiton 2013-11-19 15,000 $0.00 15,000 $11.50
Common Stock Public Warrants Acquisiton 2013-11-19 5,000 $0.00 5,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 No 4 G Direct
5,000 No 4 P Direct
Footnotes
  1. Forfeiture to the Issuer for no consideration because the underwriter for the Issuer's initial public offering did not exercise the over-allotment option.
  2. Includes 3,750 shares which may be forfeited on the 5th anniversary of the Issuer's initial business combination, unless following the initial business combination the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like).
  3. The reported securities are included in Units purchased in the Issuer's initial public offering for $10.00 per Unit. Each Unit consists of one share of Common Stock and one-half of one warrant. Each whole warrant entitles the holder to purchase one share of Common Stock at an exercise price of $11.50 per share.
  4. The warrants will become exercisable beginning on the later of one year after issuance or 30 days after the completion of the Issuer's initial business combination.
  5. The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
  6. 10,000 shares are held by Marc S. Simon and Marcy Simon as joint tenants.