Home > Insider Trading > Filing (0001181431-13-060120)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1347221	M Anna Ewing	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-11-19	45,528	$25.07	213,269	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-11-19	45,528	$38.08	167,741	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-11-19	10,000	$38.00	157,741	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-11-19	45,528	$0.00	45,528	$25.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-12-17	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$19.75	2020-03-04	34,664	34,664	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.28	2021-03-28	39,661	39,661	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.92	2016-12-13	32,558	32,558	Direct
Common Stock	Employee Stock Option (Right to Buy)	$45.38	2017-12-12	22,564	22,564	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-04	34,664	34,664	Direct
2021-03-28	39,661	39,661	Direct
2016-12-13	32,558	32,558	Direct
2017-12-12	22,564	22,564	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 24, 2013.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.23, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents (i) 62,383 vested shares of restricted stock, (ii) 78,245 shares underlying PSUs, of which 19,088 shares are vested and (iii) 17,113 shares purchased under the Employee Stock Purchase Plan.
Options exercisable.
Options exercisable on March 4, 2014.
Options exercisable on March 28, 2014.
Options exercisable.
Options exercisable.