Filing Details
- Accession Number:
- 0001140361-13-043799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:07:32
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:07:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1398659 | Genpact Ltd | G | Services-Management Consulting Services (8742) | 980533350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486080 | Mohit Bhatia | C/O Genpact Llc 105 Madison Avenue, 2Nd Floor New York NY 10016 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-11-19 | 20,421 | $14.32 | 62,006 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-11-19 | 20,421 | $18.06 | 41,585 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2013-11-19 | 25,000 | $3.04 | 66,585 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-11-19 | 25,000 | $18.06 | 41,585 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2013-11-19 | 102,615 | $14.22 | 144,200 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-11-19 | 102,615 | $18.06 | 41,585 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2013-11-19 | 20,421 | $0.00 | 20,421 | $14.32 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2013-11-19 | 25,000 | $0.00 | 25,000 | $3.04 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2013-11-19 | 102,615 | $0.00 | 102,615 | $14.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,807 | 2020-03-12 | No | 4 | M | Direct | |
| 0 | 2015-07-26 | No | 4 | M | Direct | |
| 0 | 2017-04-20 | No | 4 | M | Direct |
Footnotes
- The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
- The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $18.0500 to $18.1500. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The option vests as to 25% upon each anniversary of February 1, 2010.
- The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
- The option vested over a five-year period commencing January 1, 2005.
- The option vested 33.33% on December 31, 2010, 33.33% on December 31, 2011 and 33.34% on December 31, 2012.
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