Filing Details
- Accession Number:
- 0001020523-13-000655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 13:38:23
- Reporting Period:
- 2013-07-23
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 13:38:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261166 | Neuberger Berman Real Estate Securities Income Fund Inc | NRO | () | 161685121 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 745544 | Sun Life Assurance Co Of Canada (U.s.) | One Sun Life Executive Park, Sc 2335 Wellesley Hills MA 02481 | No | No | No | Yes | |
| 779955 | Sun Life Insurance & Annuity Co Of New York | One Grand Central Place 60 East 42Nd Street, Suite 3100 New York NY 10165 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 4.00% Mandatory Redeemable Preferred Shares Due 9/14/2017 | Disposition | 2013-07-31 | 40 | $1,060,000.00 | 800 | No | 4 | S | Direct | |
| 4.00% Mandatory Redeemable Preferred Shares Due 9/14/2017 | Disposition | 2013-07-31 | 40 | $0.00 | 800 | No | 4 | S | Indirect | By Sun Life Insurance and Annuity Company of New York |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Sun Life Insurance and Annuity Company of New York |
Footnotes
- Sun Life Insurance and Annuity Company of New York is a direct, wholly-owned subsidiary of Sun Life Assurance Company of Canada (U.S.).
Billionaire Hedge Funds
