Filing Details
- Accession Number:
- 0001002225-13-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 19:14:17
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 19:14:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559488 | Christopher Momsen | 600 Townsend Street San Francisco CA 94103 | Evp, Global Sales & Sol Mgmt | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-18 | 13,460 | $34.84 | 37,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 20,000 | $12.75 | 57,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 7,429 | $34.33 | 50,371 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-11-18 | 7,017 | $34.33 | 43,354 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 10,000 | $13.48 | 53,354 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 3,928 | $34.33 | 49,426 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-11-18 | 3,390 | $34.33 | 46,036 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-18 | 20,000 | $0.00 | 20,000 | $12.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-18 | 10,000 | $0.00 | 10,000 | $13.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 0 | 2009-03-14 | 2018-03-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
Billionaire Hedge Funds
