Filing Details

Accession Number:
0001415889-13-002395
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 17:59:28
Reporting Period:
2013-11-19
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 17:59:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
941685 Imageware Systems Inc IWSY Services-Prepackaged Software (7372) 330224167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355416 W David Carey 10815 Rancho Bernardo Road
Suite 310
San Diego CA 92127
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-19 10,000 $1.75 30,000 No 4 P Indirect Held in Reporting Person's Trust Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in Reporting Person's Trust Account
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,000 Direct
Footnotes
  1. Includes 24,000 shares of restricted stock, which shares will vest ratably over a 14 month period beginning November 2013 and ending December 2014.