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Home > Insider Trading > Filing (0001209191-13-053387)

Filing Details

Accession Number:: 0001209191-13-053387
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-20 17:49:14
Reporting Period:: 2013-11-19

Filing Date:: 2013-11-20
Accepted Time:: 2013-11-20 17:49:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
850261	Sorrento Therapeutics Inc.	SRNE	Services-Commercial Physical & Biological Research (8731)	330344842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1470981	Henry Ji	C/O Sorrento Therapeutics, Inc. 6042 Cornerstone Ct. West, Suite B San Diego CA 92121	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-19	1,000	$8.59	1,724,162	No	4	P	Indirect	By Trust
Common Stock	Acquisiton	2013-11-19	1,000	$8.60	1,725,162	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust