Filing Details

Accession Number:
0001181431-13-059980
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 17:48:25
Reporting Period:
2013-11-18
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 17:48:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492633 Nielsen Holdings N.v. NLSN Services-Business Services, Nec (7389) 980662038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510721 Mitchell Habib 770 Broadway
New York NY 10003
Evp, Global Business Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 21,797 $32.00 63,965 No 4 M Direct
Common Stock Acquisiton 2013-11-18 35,156 $32.00 99,121 No 4 M Direct
Common Stock Disposition 2013-11-18 56,953 $40.49 42,168 No 4 S Direct
Common Stock Acquisiton 2013-11-18 31,250 $30.19 73,418 No 4 M Direct
Common Stock Disposition 2013-11-18 31,250 $40.49 42,168 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2013-11-18 21,797 $0.00 21,797 $32.00
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2013-11-18 35,156 $0.00 35,156 $32.00
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2013-11-18 31,250 $0.00 31,250 $30.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,680 2017-02-02 No 4 M Direct
0 2017-02-02 No 4 M Direct
87,500 2018-05-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 82,000 Indirect See Footnote
Footnotes
  1. Includes 12,000 restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. These shares of common stock are held through a limited liability company of which the Reporting Person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
  5. Represents options to purchase shares of common stock of the Issuer, of which 1,758 vested on the grant date (December 31, 2006), 6,680 vested on December 31, 2007, 6,680 vested on December 31, 2009 and 6,680 vested on December 31, 2012. The remaining 6,679 will vest on December 31, 2013.
  6. Represents options to purchase shares of common stock of the Issuer, 81% of which were vested at the time of the Issuer's initial public offering and 19% of which vested on December 31, 2011.
  7. Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).