Filing Details
- Accession Number:
- 0001209191-13-053381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 17:44:32
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 17:44:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586890 | George Uy | C/O Sorrento Therapeutics, Inc. 6042 Cornerstone Ct. West, Suite B San Diego CA 92121 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-19 | 1,031 | $8.50 | 180,338 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 1,000 | $8.72 | 181,338 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
